Comments on: FINRA’s Social Media Guidelines – Is 10 Pages Enough?

By: Capital Markets Deal Announcements – Opportunity to Go Social? » B2B Bliss

Capital Markets Deal Announcements – Opportunity to Go Social? » B2B Bliss — Mon, 29 Mar 2010 19:23:35 +0000

[...] additional resources on implications of FINRA’s Regulatory notice, check out this previous post and guest column by Katherine [...]

By: Getting Started in Social Media: 5 Top Tips for Commercial Real Estate Executives » B2B Bliss

Thu, 25 Feb 2010 18:20:40 +0000

[...] discussed how banks are handling social media and the impact of the guidelines recently issued by FINRA. These guidelines are relevant to many in the commercial real estate finance corner of this [...]

By: Adam

Adam — Fri, 12 Feb 2010 20:43:55 +0000

I have provided a complete spotlight on the 7 main points of the FINRA webinar. You can check it out here: http://bit.ly/cZ1O1Q

By: Adam

Adam — Fri, 12 Feb 2010 19:30:00 +0000

In the guidance from FINRA, one of the other key highlights was rules governing unscripted participation in interactive electronic forums. On your point for third-party content, it is important to note that prior approval is not required so long as two criteria is met. I encourage you to read more about the FINRA guidance here: http://bit.ly/d84X1N

By: Getting Started in Social Media: 5 Top Tips for Wealth Managers » B2B Bliss

Getting Started in Social Media: 5 Top Tips for Wealth Managers » B2B Bliss — Thu, 11 Feb 2010 13:53:43 +0000

[...] discussed how banks are handling social media and the impact of the guidelines recently issued by FINRA. But how can specific sectors within financial services test the waters of social media and see [...]

By: Compliance Resources for Social Media Marketing « Financial Marketing Wire: Presented by Kristen Luke

Mon, 01 Feb 2010 02:45:36 +0000

[...] Katherine Kilpatrick, BlissPR [...]

By: Katherine Kilpatrick

Katherine Kilpatrick — Tue, 26 Jan 2010 20:05:32 +0000

Thanks, Chad. I agree – these regulations were a good and necessary first step. At least advisors now know that social media is a possibility! Thanks for the link to additional resources.

By: Chad Bockius

Chad Bockius — Tue, 26 Jan 2010 18:35:24 +0000

I think this update is a good first step. It addresses a few of the big concerns people have. Firms interested in learning more should check out the Companion Guide to FINRA Social Networking Compliance http://bit.ly/8xT73y. It picks up where Notice 10-06 leaves off, offering additional detail on social networking considerations and a checklist of requirements for choosing a social networking compliance vendor.

By: FP Pad » Blog Archive » FINRA Issues Guidance to Firms, Brokers on Communications with Public Through Social Networking Web Sites

Tue, 26 Jan 2010 16:38:56 +0000

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